NyandriaSmith5659 NyandriaSmith5659

24-05-2022
Business

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Under the Uniform Securities Act, a person who has no place of business in a State, and who transacts securities business only with financial institutions in that State, is:

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jayilych4real jayilych4real

24-05-2022

Answer:

Excluded from definition of a broker-dealer and need not register

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